Onboarding: Compliance Details

Additional details about Tradable's onboarding process and identity verification chekcs

Upon account creation, users are asked to complete their onboarding process by verifying their identity / organization. Users will not be able to request deal access and / or invest in a Tradable deal until they have been screened and approved.

Tradable leverages Quadrata to perform user compliance checks (e.g., KYC / KYB, AML, Accreditation Status, Country). For more details into Quadrata's compliance process, please visit https://quadrata.com/.

All information collected by Tradable is securely stored and only used for compliance purposes.

Individual Onboarding Data Collection

For individual investors, Tradable collects and stores the following PII information.

Data Field	Parameter Name	Data Type
Address	ADR	string
Date Of Birth	DOB	string
Email	EM	string
First Name	FN	string
Government ID Number	G	string
Government ID Class	GC	string
Government ID Expiration Date	GE	string
Government ID Issue Date	GI	string
Government ID Issuing Authority	GIS	string
Government ID Photo	GP	object
Last Name	LN	string
Middle Name	MN	string

Business Onboarding Data Collection

For business, Tradable collects and stores the following information.

Data Field	Data Type
Entity Name	string
Entity Type	string
Entity Legal Name	string
Entity DBA	string
Entity Date of Formation	string
Business Description	string
Jurisdiction of Formation	string
Address	string
Places of Activity	string
Tax Identification (or Registration Number)	string
Entity Wallet/Contract Addresses	string
Contact: Email	string
Contact: Phone Number	string
Contact: Website	string

For a business's controlling persons and Ultimate Beneficial Owners (UBOs), Tradable collects and stores the following information.

Data Field	Data Type
Legal Name	string
Email	string
Gov't Issued ID	string

For businesses, Tradable also verifies the following documentation as applicable.

• Formation Documents (including for underlying entities with over 10% ownership in the onboarding entity)

• Bank Verification Documentation

• Bylaws

• KYC/AML Program

• Authorized Signatory List

• Shareholder Register

• Structure Chart of Business (including intermediary entities between the business and natural UBOs)